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Business Law Breakfast – Current Issues In Securities Law and Enforcement

April 25, 2019 @ 8:00 am - 9:30 am

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Business Law Breakfast – Current Issues In Securities Law and Enforcement

Join us for breakfast with Michael S. Piwowar, former Commission of the Securities & Exchange Commission, in which he will discuss recent trends in securities law and enforcement. Michael Piwowar is now the executive director of the Milken Institute Center for Financial Markets. Dr. Piwowar served as a Commissioner at the U.S. Securities and Exchange Commission from August 15, 2013 to July 6, 2018.

This event is sponsored by UCLA School of Law and Lowell Milken Institute for Business Law and Policy. It is open to UCLA School of Law student, faculty and invited guests. For questions, please email lowellmilkeninstitute@law.ucla.edu.

UCLA School of Law is a State Bar of California MCLE provider. This activity qualifies for 1 hour of general MCLE credit.

CLE Material
Cydney Posner, “Mandatory Arbitration Shareholder Proposal Goes to Court,” Harvard Law School Forum on Corporate Governance and Financial Regulation.
James J. Park, “When Are Tokens Securities? Some Questions from the Perplexed” Lowell Milken Institute Policy Report, Dec. 2018.
Memorandum Opinion, The Doris Behr 2012 Irrevocable Trust v. Johnson & Johnson, CA No. 19-8828 (MAS), USDC, N.J. (April 8, 2019).
No Action Response of Division of Corporation Finance, April 3, 2019, Re: TurnKey Jet, Inc.
North American Securities Administrators Associations Supplemental Comment Letter in Response to Proposed Regulation Best Interests
SEC Division of Corporate Finance, “Framework for ‘Investment Contract’ Analysis of Digital Assets” (April 3, 2019).
SEC Proposed Regulation Best Interest


April 25, 2019
8:00 am - 9:30 am


UCLA Faculty Center
480 Charles E. Young Dr. East, Los Angeles, CA 90095 United States
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